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A thermodynamic approach to the determination of the effective stress parameter in unsaturated soils considering net stress effects

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Ph.D. Dissertation

A thermodynamic approach to the determination of the effective stress parameter in unsaturated soils considering net stress effects

ABSTRACT

In recent years, the effective stress approach has received much attention in the constitutive modeling of unsaturated soils. In this approach, the effective stress parameter is very important. This parameter needs a correct definition and has to be determined properly. In this study, a thermodynamic approach is used to develop a physically-based formula for the effective stress tensor in unsaturated soils. This approach accounts for the hydro-mechanical coupling, which is quite important when dealing with hydraulic hysteresis in unsaturated soils. The resulting formula takes into account the role of interfacial energy and the contribution of air-water specific interfacial area to the effective stress tensor. Moreover, a bi-quadratic surface is proposed to represent the contribution of the so-called suction stress in the effective stress tensor. It is shown that the proposed relationship for suction stress is in agreement with available experimental data in the full hydraulic cycle (drying, scanning, and wetting).

Furthermore, an extension of the proposed formulation for unsteady flow conditions is also presented. Such formulation of the effective stress will be of great help when phenomena like liquefaction in unsaturated condition as well as rainfall induced landslides are of our concern and are our subject of investigation.

Keywords: Effective stress parameter, Entropy inequality, Interfacial energy, Hydro-mechanical coupling, Air water specific interfacial area, Suction stress characteristic surface (SSCS), transient two phase flow

Sec.                                              Title                                                               

Page

Chapter 1: Research background, importance of the problem, research statement and questions

1

1. Introduction

2

1. 1. Background

2

1.1.1. Unsaturated soil mechanics: its importance and engineering applications

2

1.1. 2. The Constitutive modeling of unsaturated soils: the role of effective stress concept

3

1.2. Motivation for this research

4

1.3. Statement of the research problem and the research objectives

5

1.4 Research Methodology

8

1.5. Outline of the thesis

9

Chapter 2: A general literature review: overview of different approaches to formulation of the effective stress

11

2.1. Stress state variables for unsaturated soils

13

2.2.Do we need a second stress state variable?

14

2.3.The current challenges in unsaturated soil mechanics

15

2.4.The role of effective stress parameter in unsaturated soil mechanics

15

2.4.1.Factors affecting effective stress parameter

15

2.4.2.Different categories for formulating effective stress parameter

16

2.4.3. Simple geometrical considerations and force equilibrium

16

2.4.4. Emprical formulae for effective stress parameter

19

2.4.5. Determination of effective stress parameter using artificial neural networks (ANNs)

19

2.4.6. Determination of effective stress and effective stress parameter using pore network modeling

22

2.4.6.1. Historical and theoretical backgrounds

22

2.4.7. Mirco-mechanical approaches to effective stress and effective stress parameter

25

2.4.8.Thermodynamic approaches to effective stress parameter

26

2.5. Interfacial areas and their role in the study of unsaturated soils

25

2.5.1. From Microscopic scale to macroscopic scale

26

2.5.2. Mechanics and hydraulics of unsaturated soils: interfacial areas as missing state variables

28

Chapter 3: Review of the major thermodynamic approaches, their procedure, and their assumptions

30

3.1.1 Houlsby (1997): Effective stress as work conjugate of the strain rate

31

3.1.2 Gray and Schrefler (2002) and Gray et al. (2009): a rational thermodynamic approach and variational method

33

3.1.3 Coussy and Dangla (2002): Unsaturated thermoporoelasticity

38

3.1.4. Hassanizadeh and Gray (1990): A combination of averaging theories and mixture theories

39

3.2. Concluding remarks

40

Chapter 4: The importance of hydraulic hysteresis: Insights into variation of the effective stress in drying and wetting from pore network modeling

41

4.1. Pore network modeling

42

4.1.1 Proposed algorithm and the conceptual model

43

4.2. Results and discussion

44

4.2.1 Determination of the effective stress parameter from available data in the literature

44

4.2.2 Simulation results and discussion of results

45

4.3. Conclusion

47

Chapter 5: When a thermodynamic framework confirms findings of micro-mechanics

48

5.1Theory

50

5.1.1 Balance laws for phases and interfaces

50

5.1.1.1 Conservation of mass

50

5.1.1.2 Conservation of momentum

51

5.1.1.3. Conservation of energy

51

5.1.1.4 Balance of entropy

52

5.1.2 Second law of thermodynamics

53

5.1.3. Constitutive assumptions

53

5.2. Result and discussion

54

Chapter 6: The role of fluid-fluid interfacial areas in hydro-mechanical coupling

56

6.1 Effective stress approach: Is a bishop type equation able to interpret variation of the effective stress?

57

6.2. Review of the recent experimental evidences: Roles of different physical phenomena

58

6.2.1 Role of hydraulic history

58

6.2.2 Role of capillary forces (Bonding phenomenon)

58

6.2.3 Hydro-mechanical coupling

59

6.3. Requirements for a proper thermodynamic approach for unsaturated soils

60

6.4. Theory

61

6.4.1 Outline of the method

61

6.4.2. Hydro-mechanical coupling and its influence on constitutive assumptions for free energies

62

6.4.3 Exploitation of entropy inequality

63

6.4.3.1. Effective stress formula for rigid grains

63

6.4.3.2 The concept of suction stress characteristic surface (SSCS)

64

6.4.3.3 Bishop’s  Effective stress parameter

67

6.5. Results and discussion

69

6.6. Concluding remarks

76

Chapter 7: Beyond equilibrium condition (formulation of effective stress in transient unsteady flow)

78

7.1. Short literature survey on dynamic effects in matric suction

80

7.2. Importance of non-equilibrium conditions and their types

83

7.3. Formulation of the effective stress in non-equilibrium condition

84

7.4. How to measure required parameters

85

7.5. Future perspectives and possible advances in experimental techniques

86

Chapter 8: Summary of the results and directions for future research

87

8.1. Summary of the major contributions of the current study

88

8.2. Further research works and possible research directions

89

Appendices                                                                                                                                       

90

Appendix A: Exploitation of entropy inequality for a granular porous medium with rigid grains

91

Appendix B: Exploitation of entropy inequality for deformable solid

94

Appendix C: on the relationship connecting effective stress parameter to the area between soil water retention curve and saturation axis

96

References                                                                                                                                      

98

                                            List of Figures

Sec.                                              Title                                                               

Page

Fig. 1.1 Major topics (questions) to address in this thesis

7

Fig. 2.2 Wavy section of general unsaturated soil (Karube and Kawai, 2001)

19

Fig. 2.3 Variation of the effective stress parameter with degree of saturation (Zerhouni, 1991)

21

Fig. 2.4 Evolution of the pore network models (Berkowitz and Ewing, 1998)

23

Fig. 2.5 A schematic illustration of a regular pore network model

24

Fig. 2.6 Conceptual sketch for unsaturated soils, (Jahanandish et al., 2010)

25

Fig. 4.1 Conceptual sketch for unsaturated soils, (Xu, 2004)

44

Fig. 4.2 Modeling hydraulic hysteresis using pore network

45

Fig. 4.3 Simulation of the effective stress parameter in drying and wetting paths as compared to the experimental data

46

Fig. 6.1 A 2D schematic sketch of suction stress trajectories

67

Fig. 6.2 a 2D plot (drying and wetting trajectories) and b 3Dplot (surface) of suction stress for Buffalo dam clay (Exp. data from Khalili and Zargarbashi (2010))

73

Fig. 6.3 a 2D plot (drying and wetting trajectories) and b 3Dplot (surface) of suction stress for Bourke silt (Exp. data from Khalili and Zargarbashi (2010))

74

Fig.6.4 a 2D plot (drying and wetting trajectories) and b 3Dplot (surface) of suction stress for mixture of Sydney sand (75%) and kaolin (25%) (Exp. data from Khalili and Zargarbashi (2010))

74

Fig. 6.5 a 2D plot (drying and wetting trajectories) and b 3Dplot (surface) of suction stress for mixture of Sydney sand (70%) and Buffalo dam clay (30%) (Exp. data from Khalili and Zargarbashi (2010))

74

Fig. 6.6 a 2D plot (drying and wetting trajectories) and b 3Dplot (surface) of suction stress for compacted kaolin samples (Exp. data from Uchaipichat (2010 b))

75

Fig. 6.7 Plots of effective stress parameter a Buffalo dam clay and b Bourke silt

75

Fig. 6.8 Plots of effective stress parameter a mixture of Sydney sand (75%) and kaolin (25%) b Mixture of Sydney sand (70%) and Buffalo dam clay (30%)

75

Fig. 6.9 Plot of effective stress parameter for compacted kaolin samples

76

Fig. 7.1 Results of Top et al. (1967): Dynamic versus equilibrium retention curves

81

Fig. 7.2 Results of Vachaud et al. (1972): Dynamic versus equilibrium retention curves at three different depths

82

Fig. 8.1 Formulation of suction stress in transient condition

88

                                            List of Tables

Sec.                                              Title                                                                

Page

Table 1.1. Research statement and research questions

7

Table 6.1 Different relationships for effective stress parameter, c                                                             

68

Table 6.2 Coefficients of SWRC for different soil samples used in this study

72

Table 6.3 Coefficients of Suction Stress Characteristic Surface (SSCS)

73

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